SECURITIES DIVISION CONSUMER ASSISTANCE | VERMONT DEPARTMENT OF FINANCIAL REGULATION
89 Main Street, Montpelier, VT 05620-3101
Monday-Friday: 7:45am-4:30pm
Information & Services | Banking Division Consumer Assistance
Information & Services | Department's Main Number
Toll Free | Securities/Investor Information
FAX
Toll Free | Banking Division Consumer Assistance
Toll Free | Insurance Division Consumer Help Line
Information & Services | Securities/Investor Information
Information Only | Media Inquiries
Vermont state
Responds to Vermont investor complaints and investigates potential violations of security laws. Provides educational information about investing basics and securities laws on its website.
05/07/2025
UWGI
VERMONT DEPARTMENT OF FINANCIAL REGULATION
The Vermont Department of Financial Regulation is a state fiscal agency responsible for ensuring market efficiency and integrity, consumer and investor protections, capital formation or access to credit, as well as illicit activity prevention, financial stability and consumer financial education.